Simon Wheeler - Nov 12, 2024 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
EVP, Trupanion International
Signature
/s/ Christina Poler as attorney-in-fact for Simon Wheeler
Stock symbol
TRUP
Transactions as of
Nov 12, 2024
Transactions value $
-$71,683
Form type
4
Date filed
11/29/2024, 02:06 PM
Previous filing
Aug 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +40 +0.42% 9.56K Nov 12, 2024 Direct F1
transaction TRUP Common Stock Tax liability -$748 -18 -0.19% $41.55 9.54K Nov 12, 2024 Direct F2
transaction TRUP Common Stock Options Exercise +975 +10.22% 10.5K Nov 25, 2024 Direct F1
transaction TRUP Common Stock Tax liability -$24.5K -458 -4.36% $53.46 10.1K Nov 25, 2024 Direct F2
transaction TRUP Common Stock Options Exercise +321 +3.19% 10.4K Nov 25, 2024 Direct F1
transaction TRUP Common Stock Tax liability -$8.02K -150 -1.45% $53.46 10.2K Nov 25, 2024 Direct F2
transaction TRUP Common Stock Options Exercise +1.53K +14.92% 11.8K Nov 22, 2024 Direct F1
transaction TRUP Common Stock Tax liability -$38.4K -717 -6.1% $53.60 11K Nov 22, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -40 -100% $0.00 0 Nov 12, 2024 Common Stock 40 Direct F1, F3
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -975 -20.01% $0.00 3.9K Nov 25, 2024 Common Stock 975 Direct F1, F4
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -321 -8.32% $0.00 3.54K Nov 25, 2024 Common Stock 321 Direct F1, F5
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -1.53K -16.67% $0.00 7.63K Nov 22, 2024 Common Stock 1.53K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F3 On November 12, 2024, the reporting person was granted 40 restricted stock units (RSUs). The RSUs were issued in lieu of a cash bonus pursuant to the Issuer's cash bonus conversion program. The RSUs were fully vested on the grant date.
F4 On November 12, 2021, the reporting person was granted 15,588 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on November 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F5 On August 14, 2023, the reporting person was granted 5,144 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F6 On February 27, 2024, the reporting person was granted 12,203 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/8th of the total shares on May 22, 2024, after which 1/8th of the total shares vest quarterly, subject to continued service through each vest date.