Wei Li - 25 Aug 2023 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Interim CFO
Signature
/s/ Lauren Welsh as attorney-in-fact for Wei Li
Issuer symbol
TRUP
Transactions as of
25 Aug 2023
Net transactions value
-$4,422
Form type
4
Filing time
29 Aug 2023, 19:02:19 UTC
Previous filing
16 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +12 +0.27% 4,444 25 Aug 2023 Direct F1
transaction TRUP Common Stock Tax liability $59.76 -2 -0.05% $29.88 4,442 25 Aug 2023 Direct F2
transaction TRUP Common Stock Options Exercise +81 +1.8% 4,523 25 Aug 2023 Direct F1
transaction TRUP Common Stock Tax liability $568 -19 -0.42% $29.88 4,504 25 Aug 2023 Direct F2
transaction TRUP Common Stock Options Exercise +307 +6.8% 4,811 25 Aug 2023 Direct F1
transaction TRUP Common Stock Tax liability $2,211 -74 -1.5% $29.88 4,737 25 Aug 2023 Direct F2
transaction TRUP Common Stock Options Exercise +7 +0.15% 4,744 25 Aug 2023 Direct F1
transaction TRUP Common Stock Tax liability $29.88 -1 -0.02% $29.88 4,743 25 Aug 2023 Direct F2
transaction TRUP Common Stock Options Exercise +195 +4.1% 4,938 25 Aug 2023 Direct F1
transaction TRUP Common Stock Tax liability $1,404 -47 -0.95% $29.88 4,891 25 Aug 2023 Direct F2
transaction TRUP Common Stock Options Exercise +23 +0.47% 4,914 25 Aug 2023 Direct F1
transaction TRUP Common Stock Tax liability $149 -5 -0.1% $29.88 4,909 25 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -12 -48% $0.000000 13 25 Aug 2023 Common Stock 12 Direct F1, F3
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -81 -33% $0.000000 161 25 Aug 2023 Common Stock 81 Direct F1, F4
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -307 -14% $0.000000 1,845 25 Aug 2023 Common Stock 307 Direct F1, F5
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -7 -12% $0.000000 51 25 Aug 2023 Common Stock 7 Direct F1, F6
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -195 -9.1% $0.000000 1,950 25 Aug 2023 Common Stock 195 Direct F1, F7
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -23 -26% $0.000000 67 25 Aug 2023 Common Stock 23 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.
F3 On November 12, 2018, the reporting person was granted 198 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on November 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F4 On April 3, 2020, the reporting person was granted 1,289 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F5 On February 22, 2021, the reporting person was granted 4,919 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F6 On May 10, 2021, the reporting person was granted 117 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on May 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F7 On February 28, 2022, the reporting person was granted 3,121 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F8 On August 12, 2022, the reporting person was granted 90 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.