JOHN R. GALLAGHER - 25 May 2023 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
EVP, Global Support Services
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for John R. Gallagher
Issuer symbol
TRUP
Transactions as of
25 May 2023
Net transactions value
-$9,123
Form type
4
Filing time
30 May 2023, 17:44:35 UTC
Previous filing
17 May 2023
Next filing
16 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +19 +0.31% 6,248 25 May 2023 Direct F1
transaction TRUP Common Stock Tax liability $82.56 -4 -0.06% $20.64 6,244 25 May 2023 Direct F2
transaction TRUP Common Stock Options Exercise +215 +3.4% 6,459 25 May 2023 Direct F1
transaction TRUP Common Stock Tax liability $1,073 -52 -0.81% $20.64 6,407 25 May 2023 Direct F2
transaction TRUP Common Stock Options Exercise +25 +0.39% 6,432 25 May 2023 Direct F1
transaction TRUP Common Stock Tax liability $124 -6 -0.09% $20.64 6,426 25 May 2023 Direct F2
transaction TRUP Common Stock Options Exercise +815 +13% 7,241 25 May 2023 Direct F1
transaction TRUP Common Stock Tax liability $4,087 -198 -2.7% $20.64 7,043 25 May 2023 Direct F2
transaction TRUP Common Stock Options Exercise +18 +0.26% 7,061 25 May 2023 Direct F1
transaction TRUP Common Stock Tax liability $82.56 -4 -0.06% $20.64 7,057 25 May 2023 Direct F2
transaction TRUP Common Stock Options Exercise +734 +10% 7,791 25 May 2023 Direct F1
transaction TRUP Common Stock Tax liability $3,674 -178 -2.3% $20.64 7,613 25 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -19 -50% $0.000000 19 25 May 2023 Common Stock 19 Direct F1, F3
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -215 -25% $0.000000 648 25 May 2023 Common Stock 215 Direct F1, F4
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -25 -20% $0.000000 98 25 May 2023 Common Stock 25 Direct F1, F5
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -815 -12% $0.000000 5,711 25 May 2023 Common Stock 815 Direct F1, F6
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -18 -12% $0.000000 131 25 May 2023 Common Stock 18 Direct F1, F7
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -734 -8.3% $0.000000 8,080 25 May 2023 Common Stock 734 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F3 On August 6, 2019, the reporting person was granted 301 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on August 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F4 On April 3, 2020, the reporting person was granted 3,453 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F5 On May 11, 2020, the reporting person was granted 393 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on May 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F6 On February 22, 2021, the reporting person was granted 13,052 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F7 On February 22, 2021, the reporting person was granted 298 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F8 On February 28, 2022, the reporting person was granted 11,752 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.