Steve Weinrauch - 02 Mar 2023 Form 3 Insider Report for TRUPANION, INC. (TRUP)

Role
EVP, North Am & Vet Strategy
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Steve Weinrauch
Issuer symbol
TRUP
Transactions as of
02 Mar 2023
Net transactions value
$0
Form type
3
Filing time
10 Mar 2023, 16:39:57 UTC
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TRUP Common Stock 33,348 02 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TRUP Stock Option (right to buy) 02 Mar 2023 Common Stock 15,000 $9.07 Direct F1
holding TRUP Stock Option (right to buy) 02 Mar 2023 Common Stock 3,322 $7.78 Direct F2
holding TRUP Stock Option (right to buy) 02 Mar 2023 Common Stock 8,500 $15.46 Direct F3
holding TRUP Stock Option (right to buy) 02 Mar 2023 Common Stock 23,448 $17.97 Direct F4
holding TRUP Restricted Stock Unit (RSU) 02 Mar 2023 Common Stock 5,961 Direct F5, F6
holding TRUP Common Stock 02 Mar 2023 Common Stock 8,842 Direct F6, F7
holding TRUP Restricted Stock Unit (RSU) 02 Mar 2023 Common Stock 514 Direct F6, F8
holding TRUP Restricted Stock Unit (RSU) 02 Mar 2023 Common Stock 6,367 Direct F6, F9
holding TRUP Restricted Stock Unit (RSU) 02 Mar 2023 Common Stock 649 Direct F6, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 26, 2014, the reporting person was granted 15,000 stock options. The stock options vested as to 25% of the total shares on December 5, 2014, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on December 5, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.
F2 On July 24, 2015, the reporting person was granted 9,522 stock options. The stock options vested as to 25% of the total shares on July 24, 2016, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.
F3 On July 22, 2016, the reporting person was granted 8,500 stock options. The stock options vested as to 25% of the total shares on July 22, 2017, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on July 22, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
F4 On May 4, 2017, the reporting person was granted 23,448 stock options. The stock options vested as to 25% of the total shares on May 4, 2018, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
F5 On April 3, 2020, the reporting person was granted 23,844 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F6 Restricted stock units convert into common stock on a one-for-one basis.
F7 On February 22, 2021, the reporting person was granted 17,685 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F8 On February 22, 2021, the reporting person was granted 1,028 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F9 On February 28, 2022, the reporting person was granted 8,490 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F10 On February 27, 2023, the reporting person was granted 649 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.