Emily Dreyer - Mar 2, 2023 Form 3 Insider Report for TRUPANION, INC. (TRUP)

Role
SVP, Channel Growth
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Emily Dreyer
Stock symbol
TRUP
Transactions as of
Mar 2, 2023
Transactions value $
$0
Form type
3
Date filed
3/10/2023, 04:38 PM
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TRUP Common Stock 15.2K Mar 2, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TRUP Stock Option (right to buy) Mar 2, 2023 Common Stock 704 $7.78 Direct F1
holding TRUP Stock Option (right to buy) Mar 2, 2023 Common Stock 700 $15.46 Direct F2
holding TRUP Stock Option (right to buy) Mar 2, 2023 Common Stock 5K $16.04 Direct F3
holding TRUP Stock Option (right to buy) Mar 2, 2023 Common Stock 4.25K $17.97 Direct F4
holding TRUP Restricted Stock Unit (RSU) Mar 2, 2023 Common Stock 414 Direct F5, F6
holding TRUP Restricted Stock Unit (RSU) Mar 2, 2023 Common Stock 6.4K Direct F6, F7
holding TRUP Restricted Stock Unit (RSU) Mar 2, 2023 Common Stock 182 Direct F6, F8
holding TRUP Restricted Stock Unit (RSU) Mar 2, 2023 Common Stock 17.8K Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 24, 2015, the reporting person was granted 2,484 stock options. The stock options vested as to 25% of the total shares on July 24, 2016, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.
F2 On July 22, 2016, the reporting person was granted 1,450 stock options. The stock options vested as to 25% of the total shares on July 22, 2017, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on July 22, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
F3 On October 7, 2016, the reporting person was granted 5,000 stock options. The stock options vested as to 25% of the total shares on September 1, 2017, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on September 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
F4 On May 4, 2017, the reporting person was granted 4,250 stock options. The stock options vested as to 25% of the total shares on May 4, 2018, and then 1/48th of the total stock options vested monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
F5 On April 3, 2020, the reporting person was granted 1,657 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F6 Restricted stock units convert into common stock on a one-for-one basis.
F7 On February 22, 2021, the reporting person was granted 12,798 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F8 On February 22, 2021, the reporting person was granted 363 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F9 On February 28, 2022, the reporting person was granted 23,707 restricted stock units (RSUs). The RSUs vested and converted into common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.