Michael Doak - Jan 5, 2023 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Director
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Michael Doak
Stock symbol
TRUP
Transactions as of
Jan 5, 2023
Transactions value $
-$26,201
Form type
4
Date filed
1/9/2023, 04:15 PM
Previous filing
Jan 4, 2023
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise $6K +700 +41.62% $8.57 2.38K Jan 5, 2023 Direct F1
transaction TRUP Common Stock Sale -$32.2K -700 -29.39% $46.00 1.68K Jan 5, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Stock Option (right to buy) Options Exercise $0 -700 -4.06% $0.00 16.5K Jan 5, 2023 Common Stock 700 $8.57 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 22, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2 The option vested as to 25% of the total shares on each of March 31, 2016, June 30, 2016, September 30, 2016, and December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date.