Andrew D. Wolff - Nov 25, 2022 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Chief Financial Officer
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Andrew D. Wolff
Stock symbol
TRUP
Transactions as of
Nov 25, 2022
Transactions value $
-$28,960
Form type
4
Date filed
11/29/2022, 04:49 PM
Previous filing
Sep 2, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +440 +23.81% 2.29K Nov 25, 2022 Direct F1
transaction TRUP Common Stock Tax liability -$5.79K -107 -4.68% $54.13 2.18K Nov 25, 2022 Direct
transaction TRUP Common Stock Options Exercise +1.76K +80.74% 3.94K Nov 25, 2022 Direct F1
transaction TRUP Common Stock Tax liability -$23.2K -428 -10.86% $54.13 3.51K Nov 25, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Common Stock Options Exercise $0 -440 -8.33% $0.00 4.84K Nov 25, 2022 Common Stock 440 Direct F1, F2
transaction TRUP Common Stock Options Exercise $0 -1.76K -25% $0.00 5.28K Nov 25, 2022 Common Stock 1.76K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On August 16, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on August 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F3 On November 12, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.