Andrew D. Wolff - 25 Nov 2022 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Chief Financial Officer
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Andrew D. Wolff
Issuer symbol
TRUP
Transactions as of
25 Nov 2022
Net transactions value
-$28,960
Form type
4
Filing time
29 Nov 2022, 16:49:09 UTC
Previous filing
02 Sep 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +440 +24% 2,288 25 Nov 2022 Direct F1
transaction TRUP Common Stock Tax liability $5,792 -107 -4.7% $54.13 2,181 25 Nov 2022 Direct
transaction TRUP Common Stock Options Exercise +1,761 +81% 3,942 25 Nov 2022 Direct F1
transaction TRUP Common Stock Tax liability $23,168 -428 -11% $54.13 3,514 25 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Common Stock Options Exercise $0 -440 -8.3% $0.000000 4,843 25 Nov 2022 Common Stock 440 Direct F1, F2
transaction TRUP Common Stock Options Exercise $0 -1,761 -25% $0.000000 5,283 25 Nov 2022 Common Stock 1,761 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On August 16, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on August 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F3 On November 12, 2021, the reporting person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.