Gavin Friedman - 25 Aug 2021 Form 4/A - Amendment Insider Report for TRUPANION, INC. (TRUP)

Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Gavin Friedman
Issuer symbol
TRUP
Transactions as of
25 Aug 2021
Net transactions value
-$2,842,637
Form type
4/A - Amendment
Filing time
14 Feb 2022, 16:13:16 UTC
Date Of Original Report
06 Jan 2022
Previous filing
04 Aug 2021
Next filing
03 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +313 +666% 360 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $11,541 -123 -34% $93.83 237 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise +684 +289% 921 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $25,240 -269 -29% $93.83 652 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise +23 +3.5% 675 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $844 -9 -1.3% $93.83 666 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise +2,746 +412% 3,412 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $101,336 -1,080 -32% $93.83 2,332 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise $0 +312 +13% $0.000000 2,644 25 Nov 2021 Direct F1
transaction TRUP Common Stock Sale $15,403 -123 -4.7% $125.23 2,521 25 Nov 2021 Direct F3, F4, F5
transaction TRUP Common Stock Options Exercise $0 +684 +27% $0.000000 3,205 25 Nov 2021 Direct F1
transaction TRUP Common Stock Sale $33,686 -269 -8.4% $125.23 2,936 25 Nov 2021 Direct F3, F4, F6
transaction TRUP Common Stock Options Exercise $0 +23 +0.78% $0.000000 2,959 25 Nov 2021 Direct F1
transaction TRUP Common Stock Sale $1,252 -10 -0.34% $125.22 2,949 25 Nov 2021 Direct F3, F4
transaction TRUP Common Stock Options Exercise $0 +2,747 +93% $0.000000 5,696 25 Nov 2021 Direct F1
transaction TRUP Common Stock Tax liability $135,032 -1,080 -19% $125.03 4,616 25 Nov 2021 Direct F2
transaction TRUP Common Stock Options Exercise $163,200 +10,000 +217% $16.32 14,616 03 Jan 2022 Direct F7
transaction TRUP Common Stock Options Exercise $161,730 +9,000 +62% $17.97 23,616 03 Jan 2022 Direct F7
transaction TRUP Common Stock Sale $397,929 -3,151 -13% $126.29 20,465 03 Jan 2022 Direct F7, F8
transaction TRUP Common Stock Sale $420,151 -3,300 -16% $127.32 17,165 03 Jan 2022 Direct F7, F9
transaction TRUP Common Stock Sale $362,070 -2,816 -16% $128.58 14,349 03 Jan 2022 Direct F7, F10
transaction TRUP Common Stock Sale $959,517 -7,417 -52% $129.37 6,932 03 Jan 2022 Direct F7, F11
transaction TRUP Common Stock Sale $71,735 -550 -7.9% $130.43 6,382 03 Jan 2022 Direct F7, F12
transaction TRUP Common Stock Sale $203,714 -1,550 -24% $131.43 4,832 03 Jan 2022 Direct F7, F13
transaction TRUP Common Stock Sale $238,804 -1,800 -37% $132.67 3,032 03 Jan 2022 Direct F7, F14
transaction TRUP Common Stock Sale $143,732 -1,077 -36% $133.46 1,955 03 Jan 2022 Direct F7, F15
transaction TRUP Common Stock Sale $45,578 -339 -17% $134.45 1,616 03 Jan 2022 Direct F7, F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -313 -33% $0.000000 625 25 Aug 2021 Common Stock 313 Direct F1, F17
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -684 -14% $0.000000 4,104 25 Aug 2021 Common Stock 684 Direct F1, F18
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -23 -10% $0.000000 205 25 Aug 2021 Common Stock 23 Direct F1, F19
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -2,746 -9.1% $0.000000 27,464 25 Aug 2021 Common Stock 2,746 Direct F1, F20
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -312 -50% $0.000000 313 25 Nov 2021 Common Stock 312 Direct F1, F17
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -684 -17% $0.000000 3,420 25 Nov 2021 Common Stock 684 Direct F1, F18
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -23 -11% $0.000000 182 25 Nov 2021 Common Stock 23 Direct F1, F19
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -2,747 -10% $0.000000 24,717 25 Nov 2021 Common Stock 2,747 Direct F1, F20
transaction TRUP Stock Option (right to buy) Options Exercise $0 -10,000 -100% $0.000000* 0 03 Jan 2022 Common Stock 10,000 $16.32 Direct F7, F21
transaction TRUP Stock Option (right to buy) Options Exercise $0 -9,000 -100% $0.000000* 0 03 Jan 2022 Common Stock 9,000 $17.97 Direct F7, F21
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F3 This Form 4 amends the incorrect disclosure that shares were withheld by issuer to satisfy taxes and corrects the disclosure to report that shares were sold by issuer to satisfy tax obligations.
F4 This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.
F5 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $126.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F8 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.83 to $126.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.88 to $127.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.90 to $128.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.915 to $129.745 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.01 to $130.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.03 to $132.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.05 to $133.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.10 to $133.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.18 to $134.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F18 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F19 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F20 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F21 The option is fully vested.