Margaret Tooth - 25 Aug 2021 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Co-President
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Margaret Tooth
Issuer symbol
TRUP
Transactions as of
25 Aug 2021
Net transactions value
-$453,432
Form type
4
Filing time
01 Feb 2022, 16:30:43 UTC
Previous filing
30 Jul 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +1,220 +6.7% 19,303 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $45,038 -480 -2.5% $93.83 18,823 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise +2,376 +13% 21,199 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $87,637 -934 -4.4% $93.83 20,265 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise +2,171 +11% 22,436 25 Aug 2021 Direct F1
transaction TRUP Common Stock Tax liability $80,131 -854 -3.8% $93.83 21,582 25 Aug 2021 Direct F2
transaction TRUP Common Stock Options Exercise +2,376 +11% 23,958 25 Nov 2021 Direct F1
transaction TRUP Common Stock Tax liability $116,778 -934 -3.9% $125.03 23,024 25 Nov 2021 Direct F2
transaction TRUP Common Stock Options Exercise +2,171 +9.4% 25,195 25 Nov 2021 Direct F1
transaction TRUP Common Stock Tax liability $106,776 -854 -3.4% $125.03 24,341 25 Nov 2021 Direct F2
transaction TRUP Common Stock Sale $17,072 -200 -0.82% $85.36 24,141 28 Jan 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -1,220 -50% $0.000000 1,220 25 Aug 2021 Common Stock 1,220 Direct F1, F4
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -2,376 -14% $0.000000 14,258 25 Aug 2021 Common Stock 2,376 Direct F1, F5
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -2,171 -9.1% $0.000000 21,713 25 Aug 2021 Common Stock 2,171 Direct F1, F6
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -2,376 -17% $0.000000 11,882 25 Nov 2021 Common Stock 2,376 Direct F1, F5
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -2,171 -10% $0.000000 19,542 25 Nov 2021 Common Stock 2,171 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F3 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 28, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F4 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F5 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F6 The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.