Tricia Plouf - Aug 19, 2021 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Co-President and CFO
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Tricia Plouf
Stock symbol
TRUP
Transactions as of
Aug 19, 2021
Transactions value $
-$106,995
Form type
4
Date filed
8/23/2021, 06:13 PM
Previous filing
Jul 19, 2021
Next filing
Jan 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise $21.6K +1.5K +4.87% $14.40 32.3K Aug 19, 2021 Direct F1
transaction TRUP Common Stock Sale -$129K -1.5K -4.64% $85.73 30.8K Aug 19, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Stock Option (right to buy) Options Exercise $0 -1.5K -3.29% $0.00 44K Aug 19, 2021 Common Stock 1.5K $14.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2 The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.