Tricia Plouf - 19 Aug 2021 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Co-President and CFO
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Tricia Plouf
Issuer symbol
TRUP
Transactions as of
19 Aug 2021
Net transactions value
-$106,995
Form type
4
Filing time
23 Aug 2021, 18:13:32 UTC
Previous filing
19 Jul 2021
Next filing
24 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise $21,600 +1,500 +4.9% $14.40 32,325 19 Aug 2021 Direct F1
transaction TRUP Common Stock Sale $128,595 -1,500 -4.6% $85.73 30,825 19 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Stock Option (right to buy) Options Exercise $0 -1,500 -3.3% $0.000000 44,049 19 Aug 2021 Common Stock 1,500 $14.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2 The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.