Tricia Plouf - Jun 17, 2021 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Co-President and CFO
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Tricia Plouf
Stock symbol
TRUP
Transactions as of
Jun 17, 2021
Transactions value $
-$146,341
Form type
4
Date filed
6/22/2021, 04:36 PM
Previous filing
May 27, 2021
Next filing
Jul 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise $2.17K +151 +0.47% $14.40 32.3K Jun 17, 2021 Direct F1
transaction TRUP Common Stock Sale -$15K -151 -0.47% $99.01 32.2K Jun 17, 2021 Direct F1
transaction TRUP Common Stock Sale -$134K -1.35K -4.19% $99.01 30.8K Jun 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Stock Option (right to buy) Options Exercise $0 -151 -0.32% $0.00 47K Jun 17, 2021 Common Stock 151 $14.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2 The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.