Tricia Plouf - 17 Jun 2021 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Co-President and CFO
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for Tricia Plouf
Issuer symbol
TRUP
Transactions as of
17 Jun 2021
Net transactions value
-$146,341
Form type
4
Filing time
22 Jun 2021, 16:36:54 UTC
Previous filing
27 May 2021
Next filing
19 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise $2,174 +151 +0.47% $14.40 32,325 17 Jun 2021 Direct F1
transaction TRUP Common Stock Sale $14,951 -151 -0.47% $99.01 32,174 17 Jun 2021 Direct F1
transaction TRUP Common Stock Sale $133,564 -1,349 -4.2% $99.01 30,825 17 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Stock Option (right to buy) Options Exercise $0 -151 -0.32% $0.000000 47,049 17 Jun 2021 Common Stock 151 $14.40 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2 The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.