H. Hays Lindsley - Jun 16, 2021 Form 4 Insider Report for TRUPANION, INC. (TRUP)

Role
Director
Signature
/s/ Charlotte Sim-Warner as attorney-in-fact for H. Hays Lindsley
Stock symbol
TRUP
Transactions as of
Jun 16, 2021
Transactions value $
$0
Form type
4
Date filed
6/21/2021, 08:56 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRUP Common Stock Options Exercise +246 +2.78% 9.11K Jun 16, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRUP Restricted Stock Unit (RSU) Options Exercise $0 -246 -28.05% $0.00 631 Jun 16, 2021 Common Stock 246 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

H. Hays Lindsley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.