Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ATHX | Common Stock | Tax liability | -$19 | -12 | -0.16% | $1.61 | 7.63K | Sep 19, 2022 | Direct | F1, F2 |
holding | ATHX | Common Stock | 10 | Sep 19, 2022 | By son | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | ATHX | Stock Option (right to purchase) | 2K | Sep 19, 2022 | Common Stock | 2K | $7.00 | Direct | F4, F5 | |||||
holding | ATHX | Stock Option (right to purchase) | 4K | Sep 19, 2022 | Common Stock | 4K | $54.25 | Direct | F4, F6 | |||||
holding | ATHX | Stock Option (right to purchase) | 7.92K | Sep 19, 2022 | Common Stock | 7.92K | $40.75 | Direct | F4, F7 | |||||
holding | ATHX | Stock Option (right to purchase) | 16K | Sep 19, 2022 | Common Stock | 16K | $29.50 | Direct | F4, F7 |
Id | Content |
---|---|
F1 | Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation. |
F2 | On August 26, 2022, the Issuer effected a 1-for-25 reverse stock split of its Common Stock (the "Reverse Stock Split"), resulting in a decrease in the Reporting Person's ownership by 183,320 shares. |
F3 | The Reverse Stock Split resulted in a decrease in the Reporting Person's ownership by 253 shares. |
F4 | This option has been adjusted to reflect the Reverse Stock Split (in prior reports, this option was previously reported as covering a number of shares equal to this reported amount times 25 (and at an exercise price equal to this reported exercise price divided by 25)). |
F5 | Award will vest 50% on July 1, 2023, and the remaining 50% will vest on July 1, 2024. |
F6 | Award of an employee stock option in connection with a retention agreement. The option vests one-third on May 1, 2022 and two-thirds on May 1, 2023, subject to employee's continued service through the vesting date. Vesting would be accelerated upon a termination of employee's employment without cause. |
F7 | One-fourth of the option vests on the one-year anniversary date of the grant and the remainder vests in equal quarterly installments over the following three years. |