John J. Harrington - 15 Sep 2021 Form 4 Insider Report for ATHERSYS, INC / NEW

Role
Exec Vice Pres and CSO, Director
Signature
/s/ Ivor Macleod, as attorney-in-fact for John J. Harrington
Issuer symbol
N/A
Transactions as of
15 Sep 2021
Net transactions value
-$55,595
Form type
4
Filing time
17 Sep 2021, 19:58:10 UTC
Previous filing
21 Jun 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHX Common Stock Sale $30,733 -21,050 -2.7% $1.46 747,941 15 Sep 2021 Direct F1, F2
transaction ATHX Common Stock Sale $7,250 -5,000 -0.67% $1.45 742,941 16 Sep 2021 Direct F1, F3
transaction ATHX Common Stock Tax liability $17,612 -11,981 -1.6% $1.47 730,960 17 Sep 2021 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a predefined Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.48, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.47, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
F4 Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
F5 Securities beneficially owned are comprised of (1) 457,194 shares of common stock owned and (2) unvested restricted stock units aggregating 273,766 related to annual awards, which vest quarterly over a four-year period from date of grant.