Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ATHX | Common Stock | Tax liability | -$19.6K | -12.6K | -2.29% | $1.55 | 540K | Jun 17, 2021 | Direct | F1 |
transaction | ATHX | Common Stock | Sale | -$46.3K | -30K | -5.56% | $1.54 | 510K | Jun 18, 2021 | Direct | F2, F3, F4 |
Id | Content |
---|---|
F1 | Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation. |
F2 | Shares sold pursuant to a predefined Rule 10b5-1 trading plan. |
F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.565, inclusive, in accordance with a previously established Rule 10b5-1 trading plan. |
F4 | Securities beneficially owned are comprised of (1) 210,932 shares of common stock owned and (2) unvested restricted stock units aggregating 298,589 related to annual awards, which vest quarterly over a four-year period from date of grant. |