ivor Macleod - Jun 11, 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role: Chief Financial Officer
Signature: /s/ Laura K. Campbell, as attorney-in-fact for Ivor Macleod
Stock symbol: ATHX
Transactions as of: Jun 11, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/15/2021, 05:43 PM
Next filing: Sep 21, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ATHX	Common Stock	Award	$0	+133K		$0.00	133K	Jun 11, 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ATHX	Stock Option (right to purchase)	Award	$0	+300K		$0.00	300K	Jun 11, 2021	Common Stock	300K	$1.63	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Award of annual restricted stock units, each of which represent a contingent right to receive one share of Athersys, Inc. common stock after vesting. The restricted stock units vest ratably on a quarterly basis over a four-year period.
F2	Securities beneficially owned are comprised of unvested restricted stock units aggregating 133,333 related to annual awards, which vest quarterly over a four-year period from date of grant.
F3	Award of an annual stock option. The option vests ratably on a quarterly basis over a four-year period.