Baiju R. Shah - Jun 15, 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role
Director
Signature
/s/ Laura K. Campbell, as attorney-in-fact for Baiju Shah
Stock symbol
ATHX
Transactions as of
Jun 15, 2021
Transactions value $
$0
Form type
4
Date filed
6/15/2021, 05:30 PM
Next filing
Aug 10, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATHX NonQualified Stock Option (right to purchase) Award $0 +50K $0.00 50K Jun 15, 2021 Common Stock 50K $1.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of a nonqualified stock option. The option vests ratably on a quarterly basis over a one-year period.