James S. Broucek - 27 Jan 2023 Form 4 Insider Report for Citizens Community Bancorp Inc. (CZWI)

Role
EVP/CFO/Treasurer/Secretary
Signature
/s/ Rebecca L. Johnson, Attorney-in-fact
Issuer symbol
CZWI
Transactions as of
27 Jan 2023
Net transactions value
-$7,160
Form type
4
Filing time
31 Jan 2023, 08:28:18 UTC
Previous filing
23 Jan 2023
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CZWI Common Stock, par value $0.01 per share Tax liability $3,542 -280 -1.4% $12.65 19,163 27 Jan 2023 Direct F1
transaction CZWI Common Stock, par value $0.01 per share Tax liability $3,618 -286 -1.5% $12.65 18,877 28 Jan 2023 Direct F2
holding CZWI Common Stock, par value $0.01 per share 40,924 27 Jan 2023 By IRA F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CZWI Common Stock Option (right to buy) 8,000 27 Jan 2023 Common Stock 8,000 $13.60 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person surrendered a total of 280 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan.
F2 The reporting person surrendered a total of 286 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan.
F3 These shares are held in the reporting person's self-directed IRA.
F4 The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.