Stephen M. Bianchi - Dec 31, 2021 Form 5 Insider Report for Citizens Community Bancorp Inc. (CZWI)

Role
CEO and President, Director
Signature
/s/ Rebecca L. Johnson, Attorney-in-fact
Stock symbol
CZWI
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/15/2022, 03:22 PM
Previous filing
Nov 22, 2021
Next filing
Jan 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CZWI Common Stock, par value $0.01 per share 51K Dec 31, 2021 By IRA F1, F2
holding CZWI Common Stock, par value $0.01 per share 56.3K Dec 31, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CZWI Common Stock Option (right to buy) 20K Dec 31, 2021 Common Stock 20K $11.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person recently did a review of his portfolio and discovered in 2021, 141 shares were reported as being held in the reporting person's self-directed IRA. These shares are actually being held in a taxable account.
F2 These shares are held in the reporting person's self-directed IRA.
F3 The reporting person recently did a review of his portfolio and discovered in 2021, 141 shares were reported as being held in the reporting person's self-directed IRA. These shares are actually being held in a taxable account. In 2021, 99 shares were purchased and inadvertently not reported on a Form 4.
F4 The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of June 24, 2017, June 24, 2018, June 24, 2019, June 24, 2020 and June 24, 2021.