L. John Doerr - Sep 9, 2021 Form 4 Insider Report for AMYRIS, INC. (AMRS)

Role
Director, 10%+ Owner
Signature
/s/ L. John Doerr by Bruna Lawant, Attorney in-Fact
Stock symbol
AMRS
Transactions as of
Sep 9, 2021
Transactions value $
$10,843,520
Form type
4
Date filed
9/13/2021, 07:01 PM
Previous filing
Aug 26, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRS Common Stock Options Exercise $10.8M +3.78M +5.39% $2.87 73.9M Sep 9, 2021 by Foris Ventures, LLC F1
holding AMRS Common Stock 26.2K Sep 9, 2021 Direct
holding AMRS Common Stock 3.33M Sep 9, 2021 by Perrara Ventures, LLC F2
holding AMRS Common Stock 248K Sep 9, 2021 by Kleiner Perkins Caufield & Byers XII, LLC F3
holding AMRS Common Stock 9.65K Sep 9, 2021 by Clarus, LLC F4
holding AMRS Common Stock 4.53K Sep 9, 2021 by KPCB XII Founders Fund, LLC F5
holding AMRS Common Stock 567 Sep 9, 2021 by The Vallejo Ventures Trust U/T/A 2/12/96 F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRS Warrant (Right to Buy) Options Exercise $0 -3.78M -100% $0.00* 0 Sep 9, 2021 Common Stock 3.78M $2.87 by Foris Ventures, LLC F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC ("Foris"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2 The Reporting Person indirectly holds all of the membership interests in Perrara Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
F4 The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
F5 The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
F6 The Reporting Person is a Trustee of The Vallejo Ventures Trust U/T/A 2/12/96.
F7 Foris provided a notice of exercise on July 30, 2021, which required payment of the exercise price within two business days following the date Foris obtained regulatory clearance under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended. Such payment was made on September 9, 2021 and the shares were issued on September 10, 2021.