Juliet S. Ellis - Sep 30, 2021 Form 4 Insider Report for APA Corp (APA)

Role
Director
Signature
Raj Sharma, Attorney-in-Fact
Stock symbol
APA
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 04:24 PM
Previous filing
Aug 24, 2021
Next filing
Nov 23, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APA Phantom Stock Units Options Exercise $0 +2.33K +6.75% $0.00 36.9K Sep 30, 2021 Common Stock 2.33K $0.00 Direct F1, F2
transaction APA Restricted Stock / Units Award $0 +2.33K $0.00 2.33K Sep 30, 2021 Common Stock 2.33K $0.00 Direct F3, F4
transaction APA Restricted Stock / Units Options Exercise $0 -2.33K -100% $0.00* 0 Sep 30, 2021 Common Stock 2.33K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One share of APA common stock for each phantom stock unit.
F2 Exempt acquisition pursuant to Rule 16b-3(d) - accrued under the deferred compensation provisions of APA's Outside Directors Deferral Program.
F3 One share of APA common stock for each restricted stock unit.
F4 Restricted stock units granted to each of APA's non-employee directors under the 2016 Omnibus Compensation Plan which plan was approved by shareholders in May 2016.
F5 Vesting of restricted stock units granted to each of APA's non-employee directors under the 2016 Omnibus Compensation Plan.