Rodney Hershberger - Nov 3, 2021 Form 4 Insider Report for PGT Innovations, Inc. (PGTI)

Role: Director
Signature: RODNEY HERSHBERGER
Stock symbol: PGTI
Transactions as of: Nov 3, 2021
Transactions value $: -$24,200
Form type: 4
Date filed: 11/4/2021, 06:25 PM
Previous filing: Sep 3, 2021
Next filing: Dec 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGTI	PGTI Common Stock	Sale	-$24.2K	-1.1K	-0.08%	$22.00	1.38M	Nov 3, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed pursuant to a Rule 10b5-1 trading plan (the Plan) executed by the reporting person on May 24, 2021, whereby the reporting person expects to sell up to 8,000 shares of PGTI common stock between the dates of June 24, 2021 and December 31, 2021, or an earlier date as defined in the Plan, in transactions not to exceed 1,100 shares in any month between those dates, at a price of not less than $22.00 per share.
F2	This transaction was executed in multiple trades all at $22.00 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.

Content

This transaction was executed pursuant to a Rule 10b5-1 trading plan (the Plan) executed by the reporting person on May 24, 2021, whereby the reporting person expects to sell up to 8,000 shares of PGTI common stock between the dates of June 24, 2021 and December 31, 2021, or an earlier date as defined in the Plan, in transactions not to exceed 1,100 shares in any month between those dates, at a price of not less than $22.00 per share.

This transaction was executed in multiple trades all at $22.00 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.