Frances Powell Hawes - May 20, 2021 Form 4 Insider Report for PGT Innovations, Inc. (PGTI)

Role: Director
Signature: FRANCES POWELL HAWES
Stock symbol: PGTI
Transactions as of: May 20, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/24/2021, 07:21 PM
Next filing: Jun 3, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PGTI	PGTI Common Stock						11.6K	May 20, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PGTI	PGTI Restricted Stock Unit	Award	$0	+4.02K		$0.00	4.02K	May 20, 2021	PGTI Common Stock	4.02K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock granted under the PGT Innovations, Inc. 2019 Equity and Incentive Compensation Plan, Subject to the terms of the grant agreement between the issuer and the grantee, the right to receive the PGTI common stock underlying the restricted stock units will be earned on May 20, 2022 but will continue to be deferred pursuant to a separate deferral election agreement between the issuer and the grantee whereby the grantee has elected to continue to defer her rights to receive the underlying PGTI common stock until the earlier of certain events, as defined therein, none of which shall be earlier than May 20, 2022.

Content

Restricted stock granted under the PGT Innovations, Inc. 2019 Equity and Incentive Compensation Plan, Subject to the terms of the grant agreement between the issuer and the grantee, the right to receive the PGTI common stock underlying the restricted stock units will be earned on May 20, 2022 but will continue to be deferred pursuant to a separate deferral election agreement between the issuer and the grantee whereby the grantee has elected to continue to defer her rights to receive the underlying PGTI common stock until the earlier of certain events, as defined therein, none of which shall be earlier than May 20, 2022.