Stephen Socolof - 22 Jun 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role: Chairman and Interim CEO, Director
Signature: /s/ James Warren as Attorney-in-Fact
Issuer symbol: EFOI
Transactions as of: 22 Jun 2022
Net transactions value: $0
Form type: 4
Filing time: 23 Jun 2022, 11:09:57 UTC
Previous filing: 15 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EFOI	Common Stock	Options Exercise	$0	+5,000	+24%	$0.000000	25,500	22 Jun 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EFOI	Restricted Stock Units	Options Exercise	$0	-5,000	-100%	$0.000000^*	0	22 Jun 2022	Common Stock	5,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into Common Stock on a one-for-one basis.
F2	On February 11, 2022, the reporting person was granted 5,000 restricted stock units that vested on June 22, 2022, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.