JW Asset Management, LLC - 24 Mar 2025 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
10%+ Owner
Signature
/s/ Jason Klarreich Attorney-in-Fact - JW Asset Management, LLC
Issuer symbol
ESTA
Transactions as of
24 Mar 2025
Net transactions value
-$145
Form type
4
Filing time
26 Mar 2025, 16:15:47 UTC
Previous filing
06 Dec 2024
Next filing
25 Jun 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Right to Buy Sale $145 -100 -100% $1.45* 0 24 Mar 2025 100 calls representing 10,000 shares of common stock 10,000 $45.00 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Fund, LLC ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2 Reflects the writing and sale of 100 call options.