| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BRACE PHILIP G | CEO and President, Director | 5260 CALIFORNIA AVENUE, IRVINE | Ashran Jen, as Attorney-in-Fact for Philip G. Brace | 13 Nov 2025 | 0001336507 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWKS | Common Stock | Award | $0 | +3,808 | +25% | $0.000000 | 19,183 | 11 Nov 2025 | Direct | F1 |
| transaction | SWKS | Common Stock | Tax liability | $133,156 | -1,934 | -10% | $68.85 | 17,249 | 11 Nov 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWKS | Restricted Stock Units | Award | $0 | +87,145 | $0.000000 | 87,145 | 11 Nov 2025 | Common Stock | 87,145 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Unrestricted stock award under the Issuer's Second Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2025 Executive Incentive Plan. |
| F2 | Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| F3 | Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. |
| F4 | The restricted stock units vest in four (4) equal installments, beginning on 11/11/2026 and ending on 11/11/2029. |