David J. Mazzo - 09 Jan 2024 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
Chief Executive Officer, Director
Signature
James Nisco, Attorney-in-Fact for David J. Mazzo
Issuer symbol
LSTA
Transactions as of
09 Jan 2024
Net transactions value
-$72,152
Form type
4
Filing time
11 Jan 2024, 16:10:38 UTC
Previous filing
17 Jan 2023
Next filing
12 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +94,000 +89% $0.000000 199,308 09 Jan 2024 Direct F1, F2
transaction LSTA Common Stock Tax liability $37,585 -12,203 -6.1% $3.08 187,105 09 Jan 2024 Direct F2, F3
transaction LSTA Common Stock Tax liability $24,156 -7,843 -4.2% $3.08 179,262 09 Jan 2024 Direct F2, F3
transaction LSTA Common Stock Tax liability $10,410 -3,470 -1.9% $3.00 175,792 10 Jan 2024 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +47,000 $0.000000 47,000 09 Jan 2024 Common Stock 47,000 $3.08 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 94,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 115,850 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 Includes 109,166 unvested restricted stock.
F5 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.