Thomas McMillen - Jan 2, 2025 Form 4 Insider Report for Castellum, Inc. (CTM)

Role
Director
Signature
/s/ C. Thomas McMillen
Stock symbol
CTM
Transactions as of
Jan 2, 2025
Transactions value $
-$5,294
Form type
4
Date filed
1/3/2025, 04:04 PM
Previous filing
Dec 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTM Common Stock Options Exercise $21.2K +100K +109.94% $0.21 191K Jan 2, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTM Stock Options Options Exercise -$23.3K -110K -44.01% $0.21 140K Jan 2, 2025 Common Stock 110K $0.21 Direct F2
transaction CTM Stock Options Tax liability -$3.17K -15K -10.7% $0.21 125K Jan 2, 2025 Common Stock 15K $0.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the issuance of common stock in connection with the cashless exercise of stock options.
F2 These stock options are fully vested and exercised.
F3 Represents the stock options forfeited by Mr. McMillen for the cashless exercise of stock options.