Peter Bradley - 14 Jul 2022 Form 4 Insider Report for RiceBran Technologies

Role
Executive Chairman, Director
Signature
Todd T. Mitchell, by power of attorney
Issuer symbol
RIBT on OTC
Transactions as of
14 Jul 2022
Net transactions value
$0
Form type
4
Filing time
20 Jul 2022, 07:39:18 UTC
Previous filing
02 Mar 2022
Next filing
02 Aug 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RIBT Deferred Stock Units Award $0 +1,000,000 +292% $0.000000 1,342,453 14 Jul 2022 Common Stock 1,000,000 Direct F1, F6, F8
transaction RIBT Restricted Stock Units Award $0 +365,854 +27% $0.000000 1,708,307 14 Jul 2022 Common Stock 365,854 Direct F2, F5, F7
transaction RIBT Deferred Stock Units Award $0 +131,579 +7.7% $0.000000 1,839,886 14 Jul 2022 Common Stock 131,579 Direct F3, F6, F8
transaction RIBT Deferred Stock Units Award $0 +34,569 +1.9% $0.000000 1,874,455 14 Jul 2022 Common Stock 34,569 Direct F4, F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These DSUs will vest in twenty percent installments over 5 years, with the first vesting date beginning on March 4, 2023, and subsequent vesting installments occurring on each anniversary thereafter, subject to the reporting person's continuous service to the issuer through each applicable vesting date.
F2 The RSU shares vest 50 percent in year 1, beginning on March 4, 2023, and 50 percent in year 2, or if a change in control of the issuer occurs prior to March 4, 2024 and the reporting person remains in continuous service to the issuer through the change of control date.
F3 These DSUs vest on the earlier of July 14, 2023, or the day prior to the next annual meeting of the issuer.
F4 These DSUs are vested at issuance.
F5 These RSUs do not expire.
F6 These DSUs do not expire.
F7 Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.
F8 Each deferred stock unit (DSU) represents a right to receive one share of common stock. The issuance of the shares of common stock underlying the DSUs is deferred to the date the reporting person is no longer providing service to the issuer.