Peter Bradley - 31 Jan 2022 Form 4 Insider Report for RiceBran Technologies

Role
Executive Chairman, Director
Signature
Todd T. Mitchell, by power of attorney
Issuer symbol
RIBT on OTC
Transactions as of
31 Jan 2022
Net transactions value
$0
Form type
4
Filing time
02 Feb 2022, 20:51:13 UTC
Previous filing
04 Jan 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RIBT Deferred Stock Units Award $0 +33,223 +15% $0.000000 249,403 31 Jan 2022 Common Stock 33,223 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each deferred stock unit (DSU) represents a contingent right to receive one share of common stock.
F2 These DSUs are vested at issuance if the issuers shareholders approve an expansion of the shares available for issuance under the issuers 2014 Equity Incentive Plan prior to January 31, 2023 or if a change of control of the issuer occurs prior to January 31, 2023 and the reporting person remains in continuous service to the issuer through the change of control date.
F3 These DSUs do not expire.