Brian Davis - 18 Jul 2024 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Chief Financial Officer, Director
Signature
/s/ Brian Davis by Micah Osborne
Issuer symbol
HOMB
Transactions as of
18 Jul 2024
Net transactions value
-$413,886
Form type
4
Filing time
24 Jul 2024, 11:58:10 UTC
Previous filing
25 Apr 2024
Next filing
22 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOMB Common Stock Options Exercise $923,000 +50,000 +56% $18.46 139,192 18 Jul 2024 Direct
transaction HOMB Common Stock Tax liability $923,022 -34,609 -25% $26.67 104,583 18 Jul 2024 Direct
transaction HOMB Common Stock Sale $413,864 -15,391 -15% $26.89 89,192 19 Jul 2024 Direct
holding HOMB Common Stock - Restricted Stock 6,000 18 Jul 2024 Direct F1, F2, F3
holding HOMB Common Stock - Performance Based 6,667 18 Jul 2024 Direct F4
holding HOMB Common Stock 2,770 18 Jul 2024 By 401(k) F5
holding HOMB Common Stock 7,128 18 Jul 2024 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOMB Performance Stock Option Options Exercise $0 -50,000 -100% $0.000000* 0 18 Jul 2024 Common Stock 50,000 $18.46 Direct F6
holding HOMB Performance Stock Option 20,000 18 Jul 2024 Common Stock 20,000 $23.32 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F2 Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F3 Restricted stock granted on January 19, 2024 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F4 The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock began vesting on March 31, 2024.
F5 Includes 21.6545 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F6 Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
F7 The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.

Remarks:

The report was inadvertently not filed on July 22, 2024 due to an error with the EDGAR filing codes. The codes have since been corrected.