Caetano Roberto Ferraiolo - Aug 30, 2023 Form 4 Insider Report for STONERIDGE INC (SRI)

Role
President Stoneridge Brazil
Signature
/s/ Robert M. Loesch, by power of attorney
Stock symbol
SRI
Transactions as of
Aug 30, 2023
Transactions value $
-$48,048
Form type
4
Date filed
9/1/2023, 12:50 PM
Previous filing
Jun 22, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRI Common Shares, without par value Sale -$48K -2.4K -89.32% $20.02 287 Aug 30, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SRI Share Units 17.4K Aug 30, 2023 Common Shares, without par value 17.4K Direct F1
holding SRI Phantom Shares 14.6K Aug 30, 2023 Common Shares, without par value 14.6K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on the date specified in the various grant agreements.
F2 Phantom Shares granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan. Each Phantom Share is the economic equivalent of one Company Common Share and will be paid in cash equal to the fair market value of one Company Common Share if the Reporting Person remains employed on June 20, 2025.