Polar Asset Management Partners Inc. - Sep 23, 2022 Form 3 Insider Report for GigCapital5, Inc. (GIA)

Role
10%+ Owner
Signature
Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc.
Stock symbol
GIA
Transactions as of
Sep 23, 2022
Transactions value $
$0
Form type
3
Date filed
10/3/2022, 11:16 AM
Previous filing
Sep 26, 2022
Next filing
Oct 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GIA Common Stock, par value $0.0001 per share 1.55M Sep 23, 2022 See footnote (1) F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 18,985,950 shares of common stock (as announced by the Company in a Form 8-K filed on September 23, 2022) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.