| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DUK | Common Stock | Sale | -$821K | -7.5K | -30.01% | $109.47 | 17.5K | Nov 15, 2024 | Direct | F1 |
| transaction | DUK | Common Stock | Sale | -$825K | -7.5K | -42.9% | $110.00 | 9.99K | Nov 15, 2024 | Direct | F1 |
| holding | DUK | Common Stock | 5.31K | Nov 15, 2024 | 401(k) | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2024. |
| F2 | Represents interests in an issuer stock fund. |