Thomas Preston Gillespie Jr. - Feb 22, 2024 Form 4 Insider Report for Duke Energy CORP (DUK)

Role
EVP-Chf Gen Off-Entrp Op Excel
Signature
/s/ David S. Maltz, attorney-in-fact-for Thomas Preston Gillespie, Jr.
Stock symbol
DUK
Transactions as of
Feb 22, 2024
Transactions value $
-$186,125
Form type
4
Date filed
2/26/2024, 05:35 PM
Previous filing
Feb 7, 2024
Next filing
Mar 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUK Common Stock Tax liability -$68.8K -747 -2.06% $92.13 35.5K Feb 22, 2024 Direct F1
transaction DUK Common Stock Tax liability -$56.7K -611 -1.72% $92.73 34.9K Feb 23, 2024 Direct F2
transaction DUK Common Stock Tax liability -$60.6K -654 -1.87% $92.73 34.2K Feb 24, 2024 Direct F3
holding DUK Common Stock 301 Feb 22, 2024 By 401(k) F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to pay taxes due upon vesting of 1,699 restricted stock units ("RSUs") related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
F2 Represents the number of shares withheld to pay taxes due upon vesting of 1,390 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
F3 Represents the number of shares withheld to pay taxes due upon vesting of 1,488 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
F4 Represents interests in an issuer stock fund.