Lynn J. Good - Feb 23, 2023 Form 4 Insider Report for Duke Energy CORP (DUK)

Role
Chair, President & CEO, Director
Signature
/s/ David S. Maltz, attorney-in-fact Lynn J. Good
Stock symbol
DUK
Transactions as of
Feb 23, 2023
Transactions value $
-$1,235,935
Form type
4
Date filed
2/27/2023, 03:25 PM
Previous filing
Feb 24, 2023
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUK Common Stock Tax liability -$690K -7.13K -1.95% $96.84 358K Feb 23, 2023 Direct F1
transaction DUK Common Stock Tax liability -$546K -5.63K -1.57% $96.92 352K Feb 24, 2023 Direct F2
holding DUK Common Stock 2.64K Feb 23, 2023 By 401(k)
holding DUK Common Stock 1.74K Feb 23, 2023 By Spouse
holding DUK Common Stock 53K Feb 23, 2023 By Irrevocable Trust
holding DUK Common Stock 121K Feb 23, 2023 By Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to pay taxes due upon vesting of 16,125 restricted stock units related to a restricted stock unit award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.
F2 Represents the number of shares withheld to pay taxes due upon vesting of 12,736 restricted stock units related to a restricted stock unit award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.