Lynn J. Good - 23 Feb 2023 Form 4 Insider Report for Duke Energy CORP (DUK)

Role
Chair, President & CEO, Director
Signature
/s/ David S. Maltz, attorney-in-fact Lynn J. Good
Issuer symbol
DUK
Transactions as of
23 Feb 2023
Net transactions value
-$1,235,935
Form type
4
Filing time
27 Feb 2023, 15:25:42 UTC
Previous filing
24 Feb 2023
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUK Common Stock Tax liability $690,276 -7,128 -2% $96.84 357,842 23 Feb 2023 Direct F1
transaction DUK Common Stock Tax liability $545,660 -5,630 -1.6% $96.92 352,212 24 Feb 2023 Direct F2
holding DUK Common Stock 2,644 23 Feb 2023 By 401(k)
holding DUK Common Stock 1,738 23 Feb 2023 By Spouse
holding DUK Common Stock 52,966 23 Feb 2023 By Irrevocable Trust
holding DUK Common Stock 121,400 23 Feb 2023 By Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to pay taxes due upon vesting of 16,125 restricted stock units related to a restricted stock unit award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.
F2 Represents the number of shares withheld to pay taxes due upon vesting of 12,736 restricted stock units related to a restricted stock unit award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.