Julia S. Janson - Feb 23, 2023 Form 4 Insider Report for Duke Energy CORP (DUK)

Role
EVP ExtAffairs&PresCarolinas
Signature
/s/ David S. Maltz, attorney-in-fact for Julia S. Janson
Stock symbol
DUK
Transactions as of
Feb 23, 2023
Transactions value $
-$221,177
Form type
4
Date filed
2/27/2023, 03:24 PM
Previous filing
Feb 24, 2023
Next filing
Feb 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUK Common Stock Tax liability -$111K -1.14K -1.92% $96.84 58.3K Feb 23, 2023 Direct F1, F2
transaction DUK Common Stock Tax liability -$110K -1.14K -1.95% $96.92 57.2K Feb 24, 2023 Direct F2, F3
holding DUK Common Stock 3.29K Feb 23, 2023 By 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to pay taxes due upon vesting of 2,585 restricted stock units related to a restricted stock unit award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.
F2 Includes 20,988 shares held in a revocable trust in the name of the reporting person.
F3 Represents the number of shares withheld to pay taxes due upon vesting of 2,579 restricted stock units related to a restricted stock unit award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.