Thomas Preston Gillespie Jr. - Feb 23, 2023 Form 4 Insider Report for Duke Energy CORP (DUK)

Role
EVP-Chf Gen Off-Entrp Op Excel
Signature
/s/ David S. Maltz, attorney-in-fact-for Thomas Preston Gillespie, Jr.
Stock symbol
DUK
Transactions as of
Feb 23, 2023
Transactions value $
-$123,330
Form type
4
Date filed
2/27/2023, 03:23 PM
Previous filing
Feb 24, 2023
Next filing
Nov 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUK Common Stock Tax liability -$59.6K -615 -2.14% $96.84 28.1K Feb 23, 2023 Direct F1
transaction DUK Common Stock Tax liability -$63.8K -658 -2.34% $96.92 27.4K Feb 24, 2023 Direct F2
holding DUK Common Stock 232 Feb 23, 2023 By 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld to pay taxes due upon vesting of 1,390 restricted stock units related to a restricted stock unit award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.
F2 Represents the number of shares withheld to pay taxes due upon vesting of 1,488 restricted stock units related to a restricted stock unit award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such restricted stock units convert into common stock on a one-for-one basis.