Thomas Preston Gillespie Jr. - Jan 1, 2023 Form 3 Insider Report for Duke Energy CORP (DUK)

Role
EVP-Chf Gen Off-Entrp Op Excel
Signature
/s/ David S. Maltz, attorney-in-fact-for Thomas Preston Gillespie, Jr.
Stock symbol
DUK
Transactions as of
Jan 1, 2023
Transactions value $
$0
Form type
3
Date filed
1/9/2023, 03:34 PM
Next filing
Feb 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DUK Common Stock 17.1K Jan 1, 2023 Direct
holding DUK Common Stock 219 Jan 1, 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DUK Executive Savings Plan Jan 1, 2023 Common Stock 861 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Generally payable upon reporting person's termination of service.
F2 Expiration date not applicable.
F3 Converts to Common Stock on a 1-for-1 basis.