Lynn J. Good - 08 Feb 2022 Form 4 Insider Report for Duke Energy CORP (DUK)

Role
Chair, President & CEO, Director
Signature
/s/ David S. Maltz, attorney-in-fact Lynn J. Good
Issuer symbol
DUK
Transactions as of
08 Feb 2022
Net transactions value
+$5,885,070
Form type
4
Filing time
10 Feb 2022, 15:44:06 UTC
Previous filing
05 Jan 2022
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUK Common Stock Options Exercise $10,322,390 +98,864 +49% $104.41 302,141 08 Feb 2022 Direct
transaction DUK Common Stock Tax liability $4,437,321 -42,499 -14% $104.41 259,896 08 Feb 2022 Direct F1
holding DUK Common Stock 2,543 08 Feb 2022 By 401(k)
holding DUK Common Stock 1,710 08 Feb 2022 By Spouse F2
holding DUK Common Stock 52,966 08 Feb 2022 By Irrevocable Trust
holding DUK Common Stock 121,400 08 Feb 2022 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DUK Performance Shares Options Exercise $0 +98,864 $0.000000 98,864 08 Feb 2022 Common Stock 98,864 $104.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount increased due to dividend reinvestment.
F2 Amount held by spouse increased due to dividend reinvestment.
F3 Expiration date not applicable.