Alexander D. Moore - Apr 3, 2023 Form 4 Insider Report for Palantir Technologies Inc. (PLTR)

Role: Director
Signature: /s/ Justin V. Laubach, under power of attorney
Stock symbol: PLTR
Transactions as of: Apr 3, 2023
Transactions value $: -$182,885
Form type: 4
Date filed: 4/5/2023, 07:11 PM
Previous filing: Mar 3, 2023
Next filing: May 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PLTR	Class A Common Stock	Sale	-$183K	-21.9K	-1.15%	$8.35	1.88M	Apr 3, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 9, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).
F2	This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.215 to $8.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Content

The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 9, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.215 to $8.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.