Heather A. Planishek - 22 Feb 2023 Form 3 Insider Report for Palantir Technologies Inc. (PLTR)

Role
Officer title: Chief Accounting Officer
Signature
/s/ Justin V. Laubach, under power of attorney
Issuer symbol
PLTR
Transactions as of
22 Feb 2023
Net transactions value
$0
Form type
3
Filing time
23 Feb 2023, 20:58:42 UTC
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PLTR Class A Common Stock 213,023 22 Feb 2023 Direct F1
holding PLTR Class A Common Stock 8,130 22 Feb 2023 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PLTR Employee Stock Option (Right to buy) 22 Feb 2023 Class A Common Stock 32,986 $4.72 Direct F3
holding PLTR Employee Stock Option (Right to buy) 22 Feb 2023 Class A Common Stock 20,321 $4.72 Direct F3
holding PLTR Employee Stock Option (Right to buy) 22 Feb 2023 Class A Common Stock 3,145 $4.72 Direct F3
holding PLTR Employee Stock Option (Right to buy) 22 Feb 2023 Class A Common Stock 7,000 $4.72 Direct F3
holding PLTR Employee Stock Option (Right to buy) 22 Feb 2023 Class A Common Stock 50,000 $4.72 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these securities, (i) 62,006 shares are held jointly with the Reporting Person's spouse, (ii) 27,153 shares are held directly, and (iii) 123,864 are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date.
F2 These shares are held of record by the Reporting Person as Custodian for a minor child under the Uniform Transfers to Minors Act (CO). The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
F3 All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F4 1/60th of the shares subject to the option vested on April 5, 2018, and 1/60th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Remarks:

Officer title: Chief Accounting Officer