Kevin Michael Fogarty - 13 Dec 2021 Form 4 Insider Report for Kraton Corp

Role
President and CEO, Director
Signature
/s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty
Issuer symbol
N/A
Transactions as of
13 Dec 2021
Net transactions value
-$4,883,477
Form type
4
Filing time
15 Dec 2021, 11:49:39 UTC
Previous filing
10 May 2021
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KRA Common Stock Options Exercise $2,202,124 +77,485 +17% $28.42 542,336 13 Dec 2021 Direct
transaction KRA Common Stock Sale $3,542,800 -77,485 -14% $45.72 464,851 13 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KRA Employee Options (Right to Buy) Options Exercise $3,542,800 -77,485 -100% $45.72 0 13 Dec 2021 Common Stock 77,485 $28.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in column 4 is a weighted average. The prices actually received ranged from $45.71 to $45.94. For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F2 The options vested in three equal installments on March 5, 2013, March 5, 2014, and March 5, 2015.