Kevin Fogarty - Dec 13, 2021 Form 4 Insider Report for Kraton Corp (KRA)

Role
President and CEO, Director
Signature
/s/ James L. Simmons As Attorney-in-Fact for Kevin M. Fogarty
Stock symbol
KRA
Transactions as of
Dec 13, 2021
Transactions value $
-$4,883,477
Form type
4
Date filed
12/15/2021, 11:49 AM
Previous filing
May 10, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KRA Common Stock Options Exercise $2.2M +77.5K +16.67% $28.42 542K Dec 13, 2021 Direct
transaction KRA Common Stock Sale -$3.54M -77.5K -14.29% $45.72 465K Dec 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KRA Employee Options (Right to Buy) Options Exercise -$3.54M -77.5K -100% $45.72 0 Dec 13, 2021 Common Stock 77.5K $28.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in column 4 is a weighted average. The prices actually received ranged from $45.71 to $45.94. For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F2 The options vested in three equal installments on March 5, 2013, March 5, 2014, and March 5, 2015.