William Woodward - 10 Jun 2021 Form 3 Insider Report for indie Semiconductor, Inc. (INDI)

Role
Director
Signature
/s/ William Woodward, by Ellen Bancroft pursuant to power of attorney filed herewith
Issuer symbol
INDI
Transactions as of
10 Jun 2021
Net transactions value
$0
Form type
3
Filing time
21 Jun 2021, 21:02:05 UTC
Next filing
27 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding INDI Class A Common Stock, par value $0.0001 514,305 10 Jun 2021 Direct F1
holding INDI Class A Common Stock, par value $0.0001 13,229,944 10 Jun 2021 See Footnote 2. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended that same date) (the "Agreement"), the Reporting Person's 18,500 ADK units were converted into 516,305 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement.
F2 The Reporting Person may be deemed to be the beneficial owner of these shares, which are owned by Anthem/MIC Strategic Partners LP ("ASP"). The Reporting Person is the managing member of Anthem Strategic Capital LLC, which is the general partner of ASP. The Reporting Person disclaims any beneficial interest in these shares except to the extent of his pecuniary interest therein.

Remarks:

Exhibit List - Exhibit 1 - Power of Attorney