David Baszucki - 05 May 2025 Form 4 Insider Report for Roblox Corp (RBLX)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Mark Reinstra Attorney-in-Fact for David Baszucki
Issuer symbol
RBLX
Transactions as of
05 May 2025
Net transactions value
-$133,103,950
Form type
4
Filing time
07 May 2025, 19:36:40 UTC
Previous filing
09 Apr 2025
Next filing
14 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Baszucki David President & CEO, Director, 10%+ Owner C/O ROBLOX CORPORATION, 3150 S. DELAWARE ST., SAN MATEO /s/ Mark Reinstra Attorney-in-Fact for David Baszucki 07 May 2025 0001834991

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Options Exercise $102,054 +192,555 +87% $0.5300 414,538 05 May 2025 Direct F1, F2
transaction RBLX Class A Common Stock Options Exercise $3,955,285 +1,182,447 +285% $3.34 1,596,985 05 May 2025 Direct F1, F2
transaction RBLX Class A Common Stock Sale $56,188,427 -780,910 -49% $71.95 816,075 05 May 2025 Direct F1, F2, F3
transaction RBLX Class A Common Stock Sale $43,073,333 -594,092 -73% $72.50 221,983 05 May 2025 Direct F1, F2, F4
transaction RBLX Class A Common Stock Gift $0 -137,500 -8.8% $0.000000 1,422,073 05 May 2025 See Footnote F1, F5, F6
transaction RBLX Class A Common Stock Gift $0 -274,998 -19% $0.000000 1,147,075 05 May 2025 See Footnote F1, F6, F7
transaction RBLX Class A Common Stock Gift $0 +274,998 +31428% $0.000000 275,873 05 May 2025 See Footnote F1, F7, F8
transaction RBLX Class A Common Stock Sale $11,237,613 -156,181 -57% $71.95 119,692 05 May 2025 See Footnote F1, F3, F8
transaction RBLX Class A Common Stock Sale $8,614,565 -118,817 -99% $72.50 875 05 May 2025 See Footnote F1, F4, F8
transaction RBLX Class A Common Stock Sale $2,553,954 -35,495 -57% $71.95 27,004 05 May 2025 See Footnote F1, F3, F9
transaction RBLX Class A Common Stock Sale $1,957,866 -27,004 -100% $72.50 0 05 May 2025 See Footnote F1, F4, F9
transaction RBLX Class A Common Stock Sale $7,661,934 -106,486 -13% $71.95 720,484 05 May 2025 See Footnote F1, F3, F10
transaction RBLX Class A Common Stock Sale $5,873,597 -81,012 -11% $72.50 639,472 05 May 2025 See Footnote F1, F4, F10
transaction RBLX Class A Common Stock Conversion of derivative security $0 +80,000 +7% $0.000000 1,227,075 05 May 2025 See Footnote F6, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -192,555 -100% $0.000000 0 05 May 2025 Class A Common Stock 192,555 $0.5300 Direct F12
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -1,182,447 -47% $0.000000 1,317,553 05 May 2025 Class A Common Stock 1,182,447 $3.34 Direct F12
transaction RBLX Class B Common Stock Conversion of derivative security $0 -80,000 -0.35% $0.000000 23,025,695 05 May 2025 Class A Common Stock 80,000 See Footnote F6, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 04, 2024.
F2 A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $72.275, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $72.28 to $72.87, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The shares reported in this transaction represent a gift to a charitable organization.
F6 These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
F7 Represents a transfer of shares by The Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
F8 These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
F9 These shares are held by the 2020 David Baszucki Gift Trust dtd 4/3/2020 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
F10 These shares are held by the 2020 Jan Baszucki Gift Trust dtd 4/3/2020 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
F11 Each share of the Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.
F12 All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F13 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date.