| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RBLX | Class A Common Stock | Options Exercise | $30.6K | +9K | +2.75% | $3.41 | 336K | Nov 4, 2024 | Direct | F1 |
| transaction | RBLX | Class A Common Stock | Sale | -$176K | -3.5K | -1.04% | $50.31 | 333K | Nov 4, 2024 | Direct | F1, F2, F3 |
| transaction | RBLX | Class A Common Stock | Sale | -$72.2K | -1.4K | -0.42% | $51.56 | 331K | Nov 4, 2024 | Direct | F1, F2, F4 |
| transaction | RBLX | Class A Common Stock | Sale | -$217K | -4.1K | -1.24% | $52.89 | 327K | Nov 4, 2024 | Direct | F1, F2, F5 |
| transaction | RBLX | Class A Common Stock | Gift | $0 | -29.4K | -8.98% | $0.00 | 298K | Nov 6, 2024 | Direct | F1, F6 |
| transaction | RBLX | Class A Common Stock | Award | $0 | +29.4K | +36.79% | $0.00 | 109K | Nov 6, 2024 | See footnote | F6, F7 |
| holding | RBLX | Class A Common Stock | 40K | Nov 4, 2024 | See footnote | F8 | |||||
| holding | RBLX | Class A Common Stock | 18.5K | Nov 4, 2024 | See Footnote | F9 | |||||
| holding | RBLX | Class A Common Stock | 40K | Nov 4, 2024 | See footnote | F10 | |||||
| holding | RBLX | Class A Common Stock | 18.5K | Nov 4, 2024 | See Footnotes | F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RBLX | Stock Option (Right to Buy) | Options Exercise | $0 | -9K | -2.55% | $0.00 | 344K | Nov 4, 2024 | Class A Common Stock | 9K | $3.41 | Direct | F12 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F2 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 14, 2024. |
| F3 | The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.97, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $51.18 to $51.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $52.49 to $52.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | Represents a transfer of shares by the Reporting Person to the San Domenico Trust dated August 12, 1999. |
| F7 | These shares are held directly by the San Domenico Trust dated August 12, 1999 for which the reporting person serves as trustee. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust. |
| F8 | These shares are held directly by the Mark L. Reinstra 2023 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust. |
| F9 | These shares are held directly by the Mark L. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust. |
| F10 | These shares are held directly by the Susan P. Reinstra 2023 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust. |
| F11 | These shares are held directly by the Susan P. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust. |
| F12 | 1/4th of the shares subject to the option became vested and exercisable on December 4, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |