David Baszucki - Aug 23, 2022 Form 4 Insider Report for Roblox Corp (RBLX)

Signature
/s/ Mark Reinstra Attorney-in-Fact for David Baszucki
Stock symbol
RBLX
Transactions as of
Aug 23, 2022
Transactions value $
-$26,916,955
Form type
4
Date filed
8/24/2022, 08:57 PM
Previous filing
Feb 11, 2022
Next filing
Nov 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Gift $0 -100K -7.62% $0.00 1.21M Aug 23, 2022 See Footnote F1, F2
transaction RBLX Class A Common Stock Gift $0 +100K $0.00 100K Aug 23, 2022 See Footnote F1, F3
transaction RBLX Class A Common Stock Sale -$4.14M -100K -100% $41.41 0 Aug 23, 2022 See Footnote F3, F4
transaction RBLX Class A Common Stock Options Exercise $41.7K +550K +55000000% $0.08* 550K Aug 23, 2022 Direct
transaction RBLX Class A Common Stock Sale -$22.8M -550K -100% $41.41 1 Aug 23, 2022 Direct F4
transaction RBLX Class A Common Stock Gift $0 -16K -1.32% $0.00 1.2M Aug 24, 2022 See Footnote F2, F5
transaction RBLX Class A Common Stock Gift $0 +8K +2.13% $0.00 383K Aug 24, 2022 See Footnote F5, F6
transaction RBLX Class A Common Stock Gift $0 +8K +1.07% $0.00 758K Aug 24, 2022 See Footnote F5, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBLX Stock Option (Right to Buy) Options Exercise -$41.7K -550K -10.41% $0.08* 4.73M Aug 23, 2022 Class A Common Stock 550K $0.08 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
F2 These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
F3 These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
F4 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 30, 2021.
F5 Represents a transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018. The Bessemer Trust Company of Delaware, N.A. serves as trustee for each of these Gift Trusts.
F6 These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
F7 These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
F8 All of the shares subject to the option are fully vested and exercisable as of the date hereof.