MARK D. MCLAUGHLIN - 16 Dec 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
Director
Signature
/s/ Larry Guo, Attorney-in-Fact
Issuer symbol
RBRK
Transactions as of
16 Dec 2025
Net transactions value
$0
Form type
4
Filing time
18 Dec 2025, 20:00:11 UTC
Previous filing
01 Oct 2025
Next filing
05 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MCLAUGHLIN MARK D Director C/O RUBRIK INC., 3495 DEER CREEK ROAD, PALO ALTO /s/ Larry Guo, Attorney-in-Fact 18 Dec 2025 0001309507

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Restricted Stock Units Options Exercise $0 -16,668 -100% $0.000000 0 16 Dec 2025 Class B Common Stock 16,668 Direct F1, F2
transaction RBRK Class B Common Stock Options Exercise +16,668 +50% 50,000 16 Dec 2025 Class A Common Stock 16,668 Direct F3
holding RBRK Class B Common Stock 21,228 16 Dec 2025 Class A Common Stock 21,228 By McLaughlin Revocable Living Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
F2 The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2023, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
F3 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F4 The shares are held of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.