Kaj den Daas - 04 Sep 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director
Signature
/s/ James Warren, As Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
04 Sep 2022
Net transactions value
$0
Form type
4
Filing time
28 Sep 2022, 16:22:52 UTC
Previous filing
28 Apr 2022
Next filing
28 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Restricted Stock Units Award $0 +10,000 $0.000000 10,000 04 Sep 2022 Common Stock 10,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock
F2 The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.