Jorge Avalos - Feb 27, 2023 Form 4 Insider Report for ARC DOCUMENT SOLUTIONS, INC. (ARC)

Role
Chief Financial Officer
Signature
/s/ Jorge Avalos, Attorney-in-Fact
Stock symbol
ARC
Transactions as of
Feb 27, 2023
Transactions value $
-$9,137
Form type
4
Date filed
2/28/2023, 05:18 PM
Previous filing
Feb 10, 2023
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARC Common Stock Options Exercise $94.5K +35K +7.51% $2.70 501K Feb 27, 2023 Direct
transaction ARC Common Stock Tax liability -$104K -31K -6.2% $3.34 470K Feb 27, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARC Employee Stock Option (right to buy) Options Exercise $0 -35K -100% $0.00* 0 Feb 27, 2023 Common Stock 35K $2.70 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld by the Issuer as payment for the exercise price and tax liability associated with the exercise of the Reporting Person's option.
F2 Option granted 3/8/2013. The shares subject to the option vested 33.3% on each of the first, second and third anniversaries of the date of grant.